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Media Feed Source ID
cases_031_cover_en
Accepting reward without principal's permission
Trades/ Industries:
[EN]
Accepting reward without principal's permission
https://hkbedc.icac.hk/en/resources/case_studies/19
Intro:
A relationship manager of a bank was rewarded with monetary bonuses by an acquainted client for providing him favours such as offering latest investment information and executing investment transaction in first priority.
https://hkbedc.icac.hk/cache/img/a9dfc2f08d449f2a66bebcbac3fda9ad.jpg
[ZH-HANT]
未經主事人許可接受報酬
https://hkbedc.icac.hk/zh-hant/resources/case_studies/19
Intro:
銀行客戶經理為一位相熟客戶優先提供投資信息和執行其投資交易,並獲得該客戶的獎賞作報酬。
https://hkbedc.icac.hk/cache/img/a9dfc2f08d449f2a66bebcbac3fda9ad.jpg
[ZH-HANS]
未经主事人许可接受报酬
https://hkbedc.icac.hk/zh-hant/resources/case_studies/19
Intro:
银行客户经理为一位相熟客户优先提供投资信息和执行其投资交易,并获得该客户的奖赏作报酬。
https://hkbedc.icac.hk/cache/img/a9dfc2f08d449f2a66bebcbac3fda9ad.jpg
Survey Questions
1. In which country or region are you currently located?
Hong Kong
Chinese Mainland
Other (please specify)
2. What type of organisation do you represent?
Listed company
Large private company
SME / start-up
NGO / non-profit
Public organisation
Chamber / trade association
Other (please specify)
3. What is the size of your organisation?
1 - 49 employees
50-99 employees
100 - 249 employees
250 or more employees
4. What is your staff level or position?
Executive / senior management
Middle management
Professional
Supervisory level
Frontline/Technical Staff
Other (please specify)
Thank you for your feedback.