Conflict with a client’s interest
Media Feed Source ID
cases_048_cover_en

Conflict with a client’s interest

Trades/ Industries:
Banking & Finance
Areas of Concern:
Professional Ethics
Conflict of Interest
[EN] Conflict with a client’s interest https://hkbedc.icac.hk/en/resources/case_studies/144 Intro: Billy, a sales manager of a securities company, deals in the same stocks with his client Joe simultaneously. https://hkbedc.icac.hk/cache/img/b2570960982959493e3da470471abfe4.jpg [ZH-HANT] 與客戶的利益衝突 https://hkbedc.icac.hk/zh-hant/resources/case_studies/144 Intro: 比利是一間證券公司的營業經理，他將本身和客戶的買賣盤合併處理。 https://hkbedc.icac.hk/cache/img/b2570960982959493e3da470471abfe4.jpg [ZH-HANS] 与客户的利益冲突 https://hkbedc.icac.hk/zh-hant/resources/case_studies/144 Intro: 比利是一间证券公司的营业经理，他将本身和客户的买卖盘合并处理。 https://hkbedc.icac.hk/cache/img/b2570960982959493e3da470471abfe4.jpg
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