[EN] Conflict with a client’s interest https://hkbedc.icac.hk/en/resources/case_studies/144 Intro: Billy, a sales manager of a securities company, deals in the same stocks with his client Joe simultaneously. https://hkbedc.icac.hk/cache/img/b2570960982959493e3da470471abfe4.jpg [ZH-HANT] 與客戶的利益衝突 https://hkbedc.icac.hk/zh-hant/resources/case_studies/144 Intro: 比利是一間證券公司的營業經理，他將本身和客戶的買賣盤合併處理。 https://hkbedc.icac.hk/cache/img/b2570960982959493e3da470471abfe4.jpg [ZH-HANS] 与客户的利益冲突 https://hkbedc.icac.hk/zh-hant/resources/case_studies/144 Intro: 比利是一间证券公司的营业经理，他将本身和客户的买卖盘合并处理。 https://hkbedc.icac.hk/cache/img/b2570960982959493e3da470471abfe4.jpg

[EN] Profit gaining through front running https://hkbedc.icac.hk/en/resources/case_studies/148 Intro: Ken is working for an international futures trading company as a dealing manager. His company often receives orders from fund managers whose moves can significantly affect the market. Taking this opportunity, Ken makes some secret arrangements with Anna, a dealer of another futures trading company… https://hkbedc.icac.hk/cache/img/31abbe15639fd8ff9efb86738729097f.jpg [ZH-HANT] 利用超前交易謀取私利 https://hkbedc.icac.hk/zh-hant/resources/case_studies/148 Intro: 簡寧是一間國際期貨交易公司的交易經理，他的公司經常接到不少基金經理落盤，交易量足以影響市場走勢。簡寧乘工作之便，與另一間期貨交易公司的交易員蔓娜進行秘密交易… https://hkbedc.icac.hk/cache/img/31abbe15639fd8ff9efb86738729097f.jpg [ZH-HANS] 利用超前交易谋取私利 https://hkbedc.icac.hk/zh-hant/resources/case_studies/148 Intro: 简寧是一间国际期货交易公司的交易经理，他的公司经常接到不少基金经理落盘，交易量足以影响市场走势。简寧乘工作之便，与另一间期货交易公司的交易员蔓娜进行秘密交易… https://hkbedc.icac.hk/cache/img/31abbe15639fd8ff9efb86738729097f.jpg

[EN] Excessive entertainment and gifts https://hkbedc.icac.hk/en/resources/case_studies/151 Intro: Margaret was an account manager of a brokerage company. Daniel, her client, treated her and her subordinates to a luxurious dinner and offered her an antique watch after earning a good sum of money in his investment. https://hkbedc.icac.hk/cache/img/76356dce052c5225ed341af263a28a1e.jpg [ZH-HANT] 奢華款待及饋贈 https://hkbedc.icac.hk/zh-hant/resources/case_studies/151 Intro: 美琪是一間經紀行的會計經理，客戶盧狄投資賺了不少錢，便邀請美琪和一班同事享用豪華晚宴，更送了一隻古董手錶給美琪。 https://hkbedc.icac.hk/cache/img/76356dce052c5225ed341af263a28a1e.jpg [ZH-HANS] 奢华款待及馈赠 https://hkbedc.icac.hk/zh-hant/resources/case_studies/151 Intro: 美琪是一间经纪行的会计经理，客户盧狄投资赚了不少钱，便邀请美琪和一班同事享用豪华晚宴，更送了一只古董手表给美琪。 https://hkbedc.icac.hk/cache/img/76356dce052c5225ed341af263a28a1e.jpg

[EN] Personal relationship taking a higher priority https://hkbedc.icac.hk/en/resources/case_studies/179 Intro: Nancy, a bank administration manager, awarded a small scale renovation project to an interior decoration company owned by her brother without disclosing their relationship to the bank. https://hkbedc.icac.hk/cache/img/67b5b6b8b27c5a9750a10cdd1d646280.jpg [ZH-HANT] 假公濟私 https://hkbedc.icac.hk/zh-hant/resources/case_studies/179 Intro: 銀行行政經理慧芬向弟弟開設的室內設計公司批出小型翻新工程，但沒有向銀行透露二人的關係。 https://hkbedc.icac.hk/cache/img/67b5b6b8b27c5a9750a10cdd1d646280.jpg [ZH-HANS] 假公济私 https://hkbedc.icac.hk/zh-hant/resources/case_studies/179 Intro: 银行行政经理慧芬向弟弟开设的室内设计公司批出小型翻新工程，但没有向银行透露二人的关系。 https://hkbedc.icac.hk/cache/img/67b5b6b8b27c5a9750a10cdd1d646280.jpg

[EN] Accepting special discount from client https://hkbedc.icac.hk/en/resources/case_studies/182 Intro: Alan operated a car rental company and had insured all his cars with Bryan, a manager of a bank's insurance department. Without the bank’s approval, Bryan bought an “old” car from Alan at a low price. https://hkbedc.icac.hk/cache/img/d31de42a6b1a1ce61ed07287b6a75da2.jpg [ZH-HANT] 接受客戶特別優惠 https://hkbedc.icac.hk/zh-hant/resources/case_studies/182 Intro: 文強是一家租車公司的老闆，公司所有的汽車保險均向銀行保險經理振邦購買；振邦卻在未經銀行許可下，以低價向文強購買了一輛「舊」車。 https://hkbedc.icac.hk/cache/img/d31de42a6b1a1ce61ed07287b6a75da2.jpg [ZH-HANS] 接受客户特别优惠 https://hkbedc.icac.hk/zh-hant/resources/case_studies/182 Intro: 文强是一家租車公司的老板，公司所有的汽車保险均向银行保险经理振邦购买；振邦却在未经银行许可下，以低价向文强购买了一辆「旧」車。 https://hkbedc.icac.hk/cache/img/d31de42a6b1a1ce61ed07287b6a75da2.jpg

[EN] Offering or accepting a bribe are both offences in law https://hkbedc.icac.hk/en/resources/case_studies/196 Intro: A director of a finance company offered rebates to the credit manager of a bank for increasing the company’s credit limit. Credits were granted even though the director could not provide sufficient collateral to support his applications. https://hkbedc.icac.hk/cache/img/eab763ab2962f3ea3159e29dcd422fd9.jpg [ZH-HANT] 行賄、受賄同樣犯法 https://hkbedc.icac.hk/zh-hant/resources/case_studies/196 Intro: 一名財務公司董事向銀行的信貸經理提供回佣以求增加公司的信貸額。即使該董事不能提供足夠抵押，銀行仍批出信貸。 https://hkbedc.icac.hk/cache/img/eab763ab2962f3ea3159e29dcd422fd9.jpg [ZH-HANS] 行贿、受贿同样犯法 https://hkbedc.icac.hk/zh-hant/resources/case_studies/196 Intro: 一名财务公司董事向银行的信贷经理提供回佣以求增加公司的信贷额。即使该董事不能提供足够抵押，银行仍批出信贷。 https://hkbedc.icac.hk/cache/img/eab763ab2962f3ea3159e29dcd422fd9.jpg

[EN] Bribery still exists though purpose not achieved https://hkbedc.icac.hk/en/resources/case_studies/7 Intro: Mr Lee had a chain of several karaoke restaurants in Guangdong. He offered lavish entertainment and red packet to Mr Cheung, a bank staff of the loans department, during the site inspection of the karaoke restaurants. https://hkbedc.icac.hk/cache/img/e7b66fcdee9f1c98b7e8d86394bb2923.jpg [ZH-HANT] 提供利益目的未達亦屬違法 https://hkbedc.icac.hk/zh-hant/resources/case_studies/7 Intro: 李先生在廣東開設了多間卡拉OK連鎖店。銀行貸款部門員工張主任檢查其店舖時，李先生向他提供了奢華款待和利是。 https://hkbedc.icac.hk/cache/img/e7b66fcdee9f1c98b7e8d86394bb2923.jpg [ZH-HANS] 提供利益目的未达亦属违法 https://hkbedc.icac.hk/zh-hant/resources/case_studies/7 Intro: 李先生在广东开设了多间卡拉OK连锁店。银行贷款部门员工张主任检查其店铺时，李先生向他提供了奢华款待和利是。 https://hkbedc.icac.hk/cache/img/e7b66fcdee9f1c98b7e8d86394bb2923.jpg

[EN] Accepting reward without principal's permission https://hkbedc.icac.hk/en/resources/case_studies/19 Intro: A relationship manager of a bank was rewarded with monetary bonuses by an acquainted client for providing him favours such as offering latest investment information and executing investment transaction in first priority. https://hkbedc.icac.hk/cache/img/a9dfc2f08d449f2a66bebcbac3fda9ad.jpg [ZH-HANT] 未經主事人許可接受報酬 https://hkbedc.icac.hk/zh-hant/resources/case_studies/19 Intro: 銀行客戶經理為一位相熟客戶優先提供投資信息和執行其投資交易，並獲得該客戶的獎賞作報酬。 https://hkbedc.icac.hk/cache/img/a9dfc2f08d449f2a66bebcbac3fda9ad.jpg [ZH-HANS] 未经主事人许可接受报酬 https://hkbedc.icac.hk/zh-hant/resources/case_studies/19 Intro: 银行客户经理为一位相熟客户优先提供投资信息和执行其投资交易，并获得该客户的奖赏作报酬。 https://hkbedc.icac.hk/cache/img/a9dfc2f08d449f2a66bebcbac3fda9ad.jpg

[EN] Administration of renovation contract in the Mainland https://hkbedc.icac.hk/en/resources/case_studies/22 Intro: A project manager of a bank accepted entertainment and free trips in the Mainland from the Mainland contractor. In return, he made a recommendation to the bank’s head office in Hong Kong to accept the contractor's substandard works and employed the same contractor to renovate other branches. https://hkbedc.icac.hk/cache/img/58875e1e0a4a7eb58555b5f0bf201921.jpg [ZH-HANT] 內地翻新工程合約的管理 https://hkbedc.icac.hk/zh-hant/resources/case_studies/22 Intro: 銀行經理在內地接受一承辦商的款待和免費旅行。 其後，他向銀行香港總部建議接納該承辦商不合符標準的工程，並僱用該承辦商翻新其他分行。 https://hkbedc.icac.hk/cache/img/58875e1e0a4a7eb58555b5f0bf201921.jpg [ZH-HANS] 内地翻新工程合约的管理 https://hkbedc.icac.hk/zh-hant/resources/case_studies/22 Intro: 银行经理在内地接受一承办商的款待和免费旅行。 其后，他向银行香港总部建议接纳该承办商不合符标准的工程，并雇用该承办商翻新其他分行。 https://hkbedc.icac.hk/cache/img/58875e1e0a4a7eb58555b5f0bf201921.jpg

[EN] Personal relationship affecting professional judgement https://hkbedc.icac.hk/en/resources/case_studies/178 Intro: Sam, a bank branch manager, agreed to help his old friend and client George to continue his bank loan by making a favourable recommendation to his bank despite George’s adverse financial situation. https://hkbedc.icac.hk/cache/img/4d1389ea7ec1f07ddd602c229750d5af.jpg [ZH-HANT] 私人關係影響專業判斷 https://hkbedc.icac.hk/zh-hant/resources/case_studies/178 Intro: 銀行分行經理國才答應協助老朋友兼客戶阿東繼續獲得銀行貸款，即使阿東的財務狀況欠佳，國才仍然向銀行提出對阿東有利的評估建議。 https://hkbedc.icac.hk/cache/img/4d1389ea7ec1f07ddd602c229750d5af.jpg [ZH-HANS] 私人关系影响专业判断 https://hkbedc.icac.hk/zh-hant/resources/case_studies/178 Intro: 银行分行经理国才答应协助老朋友兼客户阿东继续获得银行贷款，即使阿东的财务状况欠佳，国才仍然向银行提出对阿东有利的评估建议。 https://hkbedc.icac.hk/cache/img/4d1389ea7ec1f07ddd602c229750d5af.jpg